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PROSPERITY FINANCIAL GROUP, INC.
CRD 339321 · SEC 801-134846
2333 SAN RAMON VALLEY BLVD., SUITE 200, SAN RAMON, CA, 94583, United States
Phone
925-314-8500
Fax
925-314-8504
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$503.0M
Discretionary AUM
$503.0M
Team
10 total employees; 8 advisory reps
Clients
0
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-03-10
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 476 | $133.2M |
| High net worth individuals | 122 | $359.3M |
| Pension/profit sharing plans | 13 | $10.4M |
| Charitable organizations | 1 | $30K |
States served
AZ, CA, CO, ID, LA, MA, NV, NJ, NM, NY, OR, PA, SC, TN, WI, WA, TX, NH, HI, FL
All web addresses on file
- HTTP://WWW.401KPROSPERITYFG.COM
- HTTP://WWW.PROSPERITYFG.COM
- HTTP://WWW.PROSPERITYFINANCIALGROUP.COM
- HTTPS://WWW.FACEBOOK.COM/PROSPERITYFINANCIALGROUP
- HTTPS://WWW.LINKEDIN.COM/IN/ELLIOTKALLEN
- https://vimeo.com/channels/1514952
- https://www.linkedin.com/company/prosperity-financial-group/
- https://www.youtube.com/channel/UCwILEJf3374hHpoYf_e0aKg
Official SEC filing: View on IAPD