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W&S BROKERAGE SERVICES, INC.
CRD 8099 · SEC 801-113946
400 BROADWAY, CINCINNATI, OH, 45202, United States
Phone
800-257-2135
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$257.2M
Discretionary AUM
$257.2M
Team
114 total employees; 86 advisory reps; 772 broker-dealer reps
Clients
—
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-03-31
Disciplinary history
No
Services
Portfolio management (individuals)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 772 | $257.2M |
States served
AL, AZ, CA, CO, DE, DC, GA, IL, IN, KS, KY, LA, ME, MD, MA, MI, MN, MS, NV, NJ, NM, NC, OH, PA, SC, TN, VA, WV, WI, MO, WA, TX, FL
Official SEC filing: View on IAPD