How many financial advisors are in Lake Forest, California?

Falists lists 6 registered investment advisers with a principal office or filing address in Lake Forest, California, based on public SEC IAPD data.

How do financial advisors in Lake Forest charge fees?

Fee structures vary by firm. In Lake Forest, many advisers charge a percentage of assets under management (AUM), while others offer hourly, fixed, or subscription-based planning fees. Compare individual firm profiles on Falists to see each adviser's disclosed fee types.

Where does Falists get advisor data for Lake Forest?

All listings are sourced from the U.S. Securities and Exchange Commission Investment Adviser Public Disclosure (IAPD) database — the official public registry of registered investment advisers.

California · 6 advisers

Financial Advisors in Lake Forest, California

Looking for a financial advisor in Lake Forest, California? Falists indexes 6 SEC-registered and state-registered investment advisers in Lake Forest — with names, websites, team size, fee types, and assets under management pulled from public Form ADV filings. 6 firms list a website you can visit directly. Firms in this directory manage up to $572.4M in reported assets. Compare advisers below and visit firm websites to learn more about their services.

Advisers

With website

Largest AUM

$572.4M

Financial planning

Filter by specialty

Wealth managers · Trusts & estates · Retirement · Institutional · Planning

All Wealth5 Planning4 Trusts4 Retirement2 Institutional4

Top advisors in Lake Forest

Ranked by AUM · Fees, team & specialties at a glance

View all 6 →

G.W. SHERWOLD ASSOCIATES, INC.

Lake Forest, CA

AUM

$572.4M

Financial PlanningWealth MgmtRetirementInstitutional

Team

1 advisors

Clients

Fees

Percentage of AUM · Hourly charges +1 more

949-470-0700

Full profile Visit site →

PRUDENT INVESTORS

Lake Forest, CA

AUM

$515.8M

Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly

Team

3 advisors

Clients

1-10

Fees

Percentage of AUM; Hourly charges

760-597-9255

Full profile Visit site →

ENDURE CAPITAL, LLC

Lake Forest, CA

AUM

$106.9M

Wealth MgmtTrusts & EstatesInstitutional

Team

1 advisors

Clients

Fees

Percentage of AUM

949-341-4800

Full profile Visit site →

O'NEILL FINANCIAL MANAGEMENT, INC.

Lake Forest, CA

AUM

$86.7M

Financial PlanningWealth MgmtTrusts & EstatesRetirement

Team

3 advisors

Clients

Fees

Percentage of AUM

(949) 582-1577

Full profile Visit site →

BERILIUM

Lake Forest, CA

AUM

$4.5M

Wealth MgmtInstitutional

Team

1 advisors

Clients

Fees

Percentage of AUM

(640) 300-0475

Full profile Visit site →

DOUGLAS W. JONES ASSOCIATES FINANCIAL & INSURANCE SERVICES, INC.

Lake Forest, CA

AUM

—

Financial PlanningFee-Only/Hourly

Team

2 advisors

Clients

1-10

Fees

Hourly charges; Fixed fees

949-699-1660

Full profile Visit site →

More cities in California

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Common questions

How many financial advisors are in Lake Forest, California?: 6 registered investment advisers are listed in our Lake Forest directory, sourced from public SEC filings.
What types of advisors are in Lake Forest?: Browse wealth managers, financial planners, trust & estate advisors, retirement specialists, and institutional managers using the specialty filters above.
How do I choose a financial advisor in Lake Forest?: Compare team size, services, fee types, and AUM. Visit firm websites, verify registration on SEC IAPD, and interview advisers before hiring.
Is this data official?: Yes. All records come from the SEC Investment Adviser Public Disclosure (IAPD) database.