How many financial advisors are in Rocklin, California?

Falists lists 6 registered investment advisers with a principal office or filing address in Rocklin, California, based on public SEC IAPD data.

How do financial advisors in Rocklin charge fees?

Fee structures vary by firm. In Rocklin, many advisers charge a percentage of assets under management (AUM), while others offer hourly, fixed, or subscription-based planning fees. Compare individual firm profiles on Falists to see each adviser's disclosed fee types.

Where does Falists get advisor data for Rocklin?

All listings are sourced from the U.S. Securities and Exchange Commission Investment Adviser Public Disclosure (IAPD) database — the official public registry of registered investment advisers.

California · 6 advisers

Financial Advisors in Rocklin, California

Looking for a financial advisor in Rocklin, California? Falists indexes 6 SEC-registered and state-registered investment advisers in Rocklin — with names, websites, team size, fee types, and assets under management pulled from public Form ADV filings. 6 firms list a website you can visit directly. Firms in this directory manage up to $1.54B in reported assets. Compare advisers below and visit firm websites to learn more about their services.

Advisers

With website

Largest AUM

$1.54B

Financial planning

Filter by specialty

Wealth managers · Trusts & estates · Retirement · Institutional · Planning

All Wealth5 Planning3 Trusts3 Retirement3 Institutional1

Top advisors in Rocklin

Ranked by AUM · Fees, team & specialties at a glance

View all 6 →

ROSEMAN WAGNER WEALTH MANAGEMENT

Rocklin, CA

AUM

$1.54B

Financial PlanningWealth MgmtTrusts & EstatesRetirement

Team

6 advisors

Clients

Fees

Percentage of AUM; Performance-based fees

(916) 652-1525

Full profile Visit site →

TIDWELL WEALTH MANAGEMENT LLC

Rocklin, CA

AUM

$116.7M

Wealth MgmtTrusts & EstatesRetirement

Team

3 advisors

Clients

—

Fees

Percentage of AUM

916-784-1818

Full profile Visit site →

PEDICORD WEALTH MANAGEMENT, LLC

Rocklin, CA

AUM

$85.6M

Financial PlanningWealth MgmtTrusts & EstatesRetirement

Team

1 advisors

Clients

1-10

Fees

Percentage of AUM · Hourly charges +1 more

916-596-6433

Full profile Visit site →

GAYLORD WEALTH MANAGEMENT, LLC

Rocklin, CA

AUM

$395K

Financial PlanningWealth MgmtFee-Only/Hourly

Team

1 advisors

Clients

Fees

Percentage of AUM · Hourly charges +1 more

415-971-7529

Full profile Visit site →

GROWTH FACTORY VENTURES, LLC

Rocklin, CA

AUM

—

Team

—

Clients

—

Fees

Fees not disclosed

9162450044

Full profile Visit site →

KOLB WEALTH MANAGEMENT, LLC

Rocklin, CA

AUM

Wealth Mgmt

Team

2 advisors

Clients

—

Fees

Percentage of AUM; REFERRAL FEES

(916) 624-0769

Full profile Visit site →

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Common questions

How many financial advisors are in Rocklin, California?: 6 registered investment advisers are listed in our Rocklin directory, sourced from public SEC filings.
What types of advisors are in Rocklin?: Browse wealth managers, financial planners, trust & estate advisors, retirement specialists, and institutional managers using the specialty filters above.
How do I choose a financial advisor in Rocklin?: Compare team size, services, fee types, and AUM. Visit firm websites, verify registration on SEC IAPD, and interview advisers before hiring.
Is this data official?: Yes. All records come from the SEC Investment Adviser Public Disclosure (IAPD) database.