How many financial advisors are in Saratoga, California?

Falists lists 8 registered investment advisers with a principal office or filing address in Saratoga, California, based on public SEC IAPD data.

How do financial advisors in Saratoga charge fees?

Fee structures vary by firm. In Saratoga, many advisers charge a percentage of assets under management (AUM), while others offer hourly, fixed, or subscription-based planning fees. Compare individual firm profiles on Falists to see each adviser's disclosed fee types.

Where does Falists get advisor data for Saratoga?

All listings are sourced from the U.S. Securities and Exchange Commission Investment Adviser Public Disclosure (IAPD) database — the official public registry of registered investment advisers.

California · 8 advisers

Financial Advisors in Saratoga, California

Looking for a financial advisor in Saratoga, California? Falists indexes 8 SEC-registered and state-registered investment advisers in Saratoga — with names, websites, team size, fee types, and assets under management pulled from public Form ADV filings. 5 firms list a website you can visit directly. Firms in this directory manage up to $2.51B in reported assets. Compare advisers below and visit firm websites to learn more about their services.

Advisers

With website

Largest AUM

$2.51B

Financial planning

Filter by specialty

Wealth managers · Trusts & estates · Retirement · Institutional · Planning

All Wealth4 Planning4 Trusts4 Retirement2 Institutional3

Top advisors in Saratoga

Ranked by AUM · Fees, team & specialties at a glance

View all 8 →

SARATOGA RESEARCH & INVESTMENT MANAGEMENT

Saratoga, CA

AUM

$2.51B

Financial PlanningWealth MgmtTrusts & EstatesRetirement

Team

12 advisors

Clients

11-25

Fees

Percentage of AUM

(408) 741-2330

Full profile Visit site →

VIENNA ASSET MANAGEMENT LLC

Saratoga, CA

AUM

$256.5M

Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly

Team

1 advisors

Clients

Fees

Percentage of AUM; Hourly charges

408-882-1770

Full profile Visit site →

ARIA WEALTH MANAGEMENT

Saratoga, CA

AUM

$130.0M

Financial PlanningWealth MgmtTrusts & EstatesRetirement

Team

6 advisors

Clients

11-25

Fees

Percentage of AUM; Hourly charges

669-222-1155

Full profile Visit site →

EVLA HILLS EQUITY SERVICES LLC

Saratoga, CA

AUM

$51.6M

Financial PlanningWealth MgmtTrusts & EstatesInstitutional

Team

1 advisors

Clients

Fees

Percentage of AUM; Performance-based fees

(408) 471-9323

Full profile Visit site →

POMERIUM CAPITAL MANAGEMENT, LLC

Saratoga, CA

AUM

—

Team

—

Clients

—

Fees

Fees not disclosed

7607734700

Full profile Visit site →

AGATA INVESTMENTS LLC

Saratoga, CA

AUM

—

Fee-Only/Hourly

Team

1 advisors

Clients

Fees

Hourly charges; Fixed fees

4088721974

Full profileNo website

GRADIENT CAPITAL MANAGEMENT LLC

Saratoga, CA

AUM

—

Team

—

Clients

—

Fees

Fees not disclosed

408-673-1762

Full profileNo website

SINGULAR MANAGEMENT COMPANY LLC

Saratoga, CA

AUM

—

Team

—

Clients

—

Fees

Fees not disclosed

408-867-0203

Full profileNo website

More cities in California

San Francisco (760)Los Angeles (373)San Diego (192)Palo Alto (188)Newport Beach (158)Menlo Park (151)Irvine (102)Santa Monica (96)San Mateo (88)Pasadena (79)Beverly Hills (65)San Jose (59)

Common questions

How many financial advisors are in Saratoga, California?: 8 registered investment advisers are listed in our Saratoga directory, sourced from public SEC filings.
What types of advisors are in Saratoga?: Browse wealth managers, financial planners, trust & estate advisors, retirement specialists, and institutional managers using the specialty filters above.
How do I choose a financial advisor in Saratoga?: Compare team size, services, fee types, and AUM. Visit firm websites, verify registration on SEC IAPD, and interview advisers before hiring.
Is this data official?: Yes. All records come from the SEC Investment Adviser Public Disclosure (IAPD) database.