How many financial advisors are in Simi Valley, California?

Falists lists 9 registered investment advisers with a principal office or filing address in Simi Valley, California, based on public SEC IAPD data.

How do financial advisors in Simi Valley charge fees?

Fee structures vary by firm. In Simi Valley, many advisers charge a percentage of assets under management (AUM), while others offer hourly, fixed, or subscription-based planning fees. Compare individual firm profiles on Falists to see each adviser's disclosed fee types.

Where does Falists get advisor data for Simi Valley?

All listings are sourced from the U.S. Securities and Exchange Commission Investment Adviser Public Disclosure (IAPD) database — the official public registry of registered investment advisers.

California · 9 advisers

Financial Advisors in Simi Valley, California

Looking for a financial advisor in Simi Valley, California? Falists indexes 9 SEC-registered and state-registered investment advisers in Simi Valley — with names, websites, team size, fee types, and assets under management pulled from public Form ADV filings. 7 firms list a website you can visit directly. Firms in this directory manage up to $1.75B in reported assets. Compare advisers below and visit firm websites to learn more about their services.

Advisers

With website

Largest AUM

$1.75B

Financial planning

Filter by specialty

Wealth managers · Trusts & estates · Retirement · Institutional · Planning

All Wealth8 Planning5 Trusts7 Retirement2 Institutional2

Top advisors in Simi Valley

Ranked by AUM · Fees, team & specialties at a glance

View all 9 →

HBW ADVISORY SERVICES LLC

Simi Valley, CA

AUM

$1.75B

Financial PlanningWealth MgmtTrusts & EstatesInstitutional

Team

68 advisors

Clients

251-500

Fees

Percentage of AUM · Hourly charges +1 more

800-473-3856

Full profile Visit site →

3(38) INVESTMENT FIDUCIARIES

Simi Valley, CA

AUM

$1.04B

Wealth MgmtRetirement

Team

2 advisors

Clients

—

Fees

Percentage of AUM; Fixed fees

(818) 296-9529

Full profile Visit site →

MONARCH PLAN ADVISORS

Simi Valley, CA

AUM

$792.6M

Wealth MgmtRetirement

Team

5 advisors

Clients

—

Fees

Percentage of AUM; Fixed fees

(818) 444-0376

Full profile Visit site →

BRIDGE THE GAP RETIREMENT PLANNERS

Simi Valley, CA

AUM

$49.1M

Financial PlanningWealth MgmtTrusts & Estates

Team

2 advisors

Clients

26-50

Fees

Percentage of AUM; Fixed fees

805-304-9459

Full profile Visit site →

THE SIMPLE INVESTOR'S GUIDE, LLC

Simi Valley, CA

AUM

$12.5M

Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly

Team

1 advisors

Clients

Fees

Percentage of AUM · Hourly charges +1 more

805-210-2997

Full profile Visit site →

THE INDEPENDENT FINANCIAL GROUP

Simi Valley, CA

AUM

$10.8M

Financial PlanningFee-Only/Hourly

Team

1 advisors

Clients

Fees

Percentage of AUM · Hourly charges +1 more

(805) 265-5416

Full profile Visit site →

AI FINANCIAL, INC.

Simi Valley, CA

AUM

$6.0M

Financial PlanningWealth MgmtInstitutional

Team

1 advisors

Clients

Fees

Percentage of AUM

805-582-4829

Full profile Visit site →

TORTUGA ADVISERS LLC

Simi Valley, CA

AUM

$563.5M

Wealth MgmtTrusts & Estates

Team

1 advisors

Clients

Fees

Percentage of AUM; Fixed fees

626-683-2200

Full profileNo website

PB CAPITAL

Simi Valley, CA

AUM

$33.9M

Wealth MgmtTrusts & Estates

Team

1 advisors

Clients

—

Fees

Percentage of AUM

818-553-1626

Full profileNo website

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Common questions

How many financial advisors are in Simi Valley, California?: 9 registered investment advisers are listed in our Simi Valley directory, sourced from public SEC filings.
What types of advisors are in Simi Valley?: Browse wealth managers, financial planners, trust & estate advisors, retirement specialists, and institutional managers using the specialty filters above.
How do I choose a financial advisor in Simi Valley?: Compare team size, services, fee types, and AUM. Visit firm websites, verify registration on SEC IAPD, and interview advisers before hiring.
Is this data official?: Yes. All records come from the SEC Investment Adviser Public Disclosure (IAPD) database.