Falists

North Carolina · 140 advisers

Financial Advisors in Charlotte, North Carolina

Looking for a financial advisor in Charlotte, North Carolina? Falists indexes 140 SEC-registered and state-registered investment advisers in Charlotte — with names, websites, team size, fee types, and assets under management pulled from public Form ADV filings. 127 firms list a website you can visit directly. Firms in this directory manage up to $475.78B in reported assets. Compare advisers below and visit firm websites to learn more about their services.

Advisers

140

With website

127

Largest AUM

$475.78B

Financial planning

78

Filter by specialty

Wealth managers · Trusts & estates · Retirement · Institutional · Planning

AllWealth125Planning78Trusts93Retirement49Institutional65

Top advisors in Charlotte

Ranked by AUM · Fees, team & specialties at a glance

View all 140 →
View all 140 advisors in Charlotte

More cities in North Carolina

Raleigh (78)Durham (31)Chapel Hill (27)Greensboro (27)Cary (21)Asheville (16)Wilmington (16)Winston Salem (13)Winston-Salem (12)Mooresville (8)Concord (7)Southern Pines (6)

Common questions

How many financial advisors are in Charlotte, North Carolina?
140 registered investment advisers are listed in our Charlotte directory, sourced from public SEC filings.
What types of advisors are in Charlotte?
Browse wealth managers, financial planners, trust & estate advisors, retirement specialists, and institutional managers using the specialty filters above.
How do I choose a financial advisor in Charlotte?
Compare team size, services, fee types, and AUM. Visit firm websites, verify registration on SEC IAPD, and interview advisers before hiring.
Is this data official?
Yes. All records come from the SEC Investment Adviser Public Disclosure (IAPD) database.