How many financial advisors are in Hauppauge, New York?

Falists lists 12 registered investment advisers with a principal office or filing address in Hauppauge, New York, based on public SEC IAPD data.

How do financial advisors in Hauppauge charge fees?

Fee structures vary by firm. In Hauppauge, many advisers charge a percentage of assets under management (AUM), while others offer hourly, fixed, or subscription-based planning fees. Compare individual firm profiles on Falists to see each adviser's disclosed fee types.

Where does Falists get advisor data for Hauppauge?

All listings are sourced from the U.S. Securities and Exchange Commission Investment Adviser Public Disclosure (IAPD) database — the official public registry of registered investment advisers.

New York · 12 advisers

Financial Advisors in Hauppauge, New York

Looking for a financial advisor in Hauppauge, New York? Falists indexes 12 SEC-registered and state-registered investment advisers in Hauppauge — with names, websites, team size, fee types, and assets under management pulled from public Form ADV filings. 8 firms list a website you can visit directly. Firms in this directory manage up to $971.8M in reported assets. Compare advisers below and visit firm websites to learn more about their services.

Advisers

With website

Largest AUM

$971.8M

Financial planning

Filter by specialty

Wealth managers · Trusts & estates · Retirement · Institutional · Planning

All Wealth10 Planning6 Trusts7 Retirement7 Institutional4

Top advisors in Hauppauge

Ranked by AUM · Fees, team & specialties at a glance

View all 12 →

LEBENTHAL GLOBAL ADVISORS, LLC

Hauppauge, NY

AUM

$971.8M

Wealth MgmtTrusts & EstatesRetirement

Team

27 advisors

Clients

—

Fees

Percentage of AUM; Fixed fees

516-785-1800

Full profile Visit site →

LEBENTHAL DIVERSIFIED ASSET MANAGEMENT INC.

Hauppauge, NY

AUM

$883.7M

Wealth Mgmt

Team

1 advisors

Clients

—

Fees

Percentage of AUM; Fixed fees

516-785-1800

Full profile Visit site →

UNITED FINANCIAL PLANNING GROUP LLC

Hauppauge, NY

AUM

$347.5M

Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly

Team

4 advisors

Clients

101-250

Fees

Percentage of AUM · Hourly charges +1 more

(631) 234-0871

Full profile Visit site →

NESTEGG ADVISORS, INC.

Hauppauge, NY

AUM

$272.7M

Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly

Team

3 advisors

Clients

11-25

Fees

Percentage of AUM · Hourly charges +2 more

631-952-2700

Full profile Visit site →

CFM ADVISORS INC

Hauppauge, NY

AUM

$202.7M

Financial PlanningWealth MgmtTrusts & EstatesRetirement

Team

5 advisors

Clients

Fees

Percentage of AUM; Fixed fees

631.657.2135

Full profile Visit site →

PARTNERS CAPITAL SERVICES, INC.

Hauppauge, NY

AUM

$109.1M

Wealth MgmtTrusts & EstatesRetirement

Team

12 advisors

Clients

Fees

Percentage of AUM

631-851-0918

Full profile Visit site →

CONRAD CAPITAL MANAGEMENT, INC.

Hauppauge, NY

AUM

$90.7M

Financial PlanningWealth MgmtTrusts & EstatesInstitutional

Team

2 advisors

Clients

26-50

Fees

Percentage of AUM; Hourly charges

631-439-7878

Full profile Visit site →

HLV VENTURES

Hauppauge, NY

AUM

$74.8M

Team

12 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

631-780-3286

Full profile Visit site →

MADISON GLOBAL ADVISORS LLC

Hauppauge, NY

AUM

$71.4M

Financial PlanningWealth MgmtTrusts & Estates

Team

8 advisors

Clients

101-250

Fees

Percentage of AUM; INTEREST SHARING ON CREDIT BALANCES

631-240-4155

Full profileNo website

CGAA

Hauppauge, NY

AUM

$7.0M

Wealth Mgmt

Team

1 advisors

Clients

—

Fees

Percentage of AUM

631 232-7900

Full profileNo website

ACP VENTURE CAPITAL MANAGEMENT FUND LLC

Hauppauge, NY

AUM

—

Team

—

Clients

—

Fees

Fees not disclosed

631-316-8132

Full profileNo website

QUANTUM ADVISORY GROUP, LLC

Hauppauge, NY

AUM

—

Financial PlanningWealth MgmtInstitutionalFee-Only/Hourly

Team

1 advisors

Clients

Fees

Percentage of AUM · Hourly charges +1 more

646-706-7172

Full profileNo website

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Common questions

How many financial advisors are in Hauppauge, New York?: 12 registered investment advisers are listed in our Hauppauge directory, sourced from public SEC filings.
What types of advisors are in Hauppauge?: Browse wealth managers, financial planners, trust & estate advisors, retirement specialists, and institutional managers using the specialty filters above.
How do I choose a financial advisor in Hauppauge?: Compare team size, services, fee types, and AUM. Visit firm websites, verify registration on SEC IAPD, and interview advisers before hiring.
Is this data official?: Yes. All records come from the SEC Investment Adviser Public Disclosure (IAPD) database.