How many financial advisors are in Utica, New York?

Falists lists 7 registered investment advisers with a principal office or filing address in Utica, New York, based on public SEC IAPD data.

How do financial advisors in Utica charge fees?

Fee structures vary by firm. In Utica, many advisers charge a percentage of assets under management (AUM), while others offer hourly, fixed, or subscription-based planning fees. Compare individual firm profiles on Falists to see each adviser's disclosed fee types.

Where does Falists get advisor data for Utica?

All listings are sourced from the U.S. Securities and Exchange Commission Investment Adviser Public Disclosure (IAPD) database — the official public registry of registered investment advisers.

New York · 7 advisers

Financial Advisors in Utica, New York

Looking for a financial advisor in Utica, New York? Falists indexes 7 SEC-registered and state-registered investment advisers in Utica — with names, websites, team size, fee types, and assets under management pulled from public Form ADV filings. 4 firms list a website you can visit directly. Firms in this directory manage up to $2.81B in reported assets. Compare advisers below and visit firm websites to learn more about their services.

Advisers

With website

Largest AUM

$2.81B

Financial planning

Filter by specialty

Wealth managers · Trusts & estates · Retirement · Institutional · Planning

All Wealth5 Planning4 Trusts5 Retirement5 Institutional3

Top advisors in Utica

Ranked by AUM · Fees, team & specialties at a glance

View all 7 →

STRATEGIC FINANCIAL SERVICES

Utica, NY

AUM

$2.81B

Financial PlanningWealth MgmtTrusts & EstatesRetirement

Team

26 advisors

Clients

More than 500

Fees

Percentage of AUM; Fixed fees

(315)724-1776

Full profile Visit site →

ADIRONDACK FINANCIAL SERVICES CORP

Utica, NY

AUM

$461.8M

Financial PlanningWealth MgmtTrusts & EstatesRetirement

Team

9 advisors

Clients

1-10

Fees

Percentage of AUM; Fixed fees

315-724-4186

Full profile Visit site →

CARUSO MCLEAN & CO., INC.

Utica, NY

AUM

$281.8M

Financial PlanningWealth MgmtTrusts & EstatesRetirement

Team

4 advisors

Clients

Fees

Percentage of AUM; Fixed fees

315-724-5105

Full profile Visit site →

PARADIGM CONSULTING, INC.

Utica, NY

AUM

$81.2M

Retirement

Team

4 advisors

Clients

Fees

Percentage of AUM; Fixed fees

315-797-8400

Full profile Visit site →

ONE HOPPER ASSET MANAGEMENT

Utica, NY

AUM

$57.5M

Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly

Team

2 advisors

Clients

1-10

Fees

Percentage of AUM; Hourly charges

315-734-1410

Full profileNo website

JC MIANO INVESTMENT ADVISORY SERVICE

Utica, NY

AUM

$54.5M

Wealth MgmtTrusts & Estates

Team

1 advisors

Clients

—

Fees

Percentage of AUM

315-734-0703

Full profileNo website

EMPIRE RETIREMENT PLANS, LLC

Utica, NY

AUM

$712K

Team

8 advisors

Clients

—

Fees

Percentage of AUM; Fixed fees

315-724-5105

Full profileNo website

More cities in New York

New York (2,642)Brooklyn (62)Rochester (47)White Plains (43)Buffalo (33)Pittsford (31)Melville (30)Albany (26)Garden City (26)Rye Brook (20)Williamsville (18)New York City (17)

Common questions

How many financial advisors are in Utica, New York?: 7 registered investment advisers are listed in our Utica directory, sourced from public SEC filings.
What types of advisors are in Utica?: Browse wealth managers, financial planners, trust & estate advisors, retirement specialists, and institutional managers using the specialty filters above.
How do I choose a financial advisor in Utica?: Compare team size, services, fee types, and AUM. Visit firm websites, verify registration on SEC IAPD, and interview advisers before hiring.
Is this data official?: Yes. All records come from the SEC Investment Adviser Public Disclosure (IAPD) database.