Rhode Island · 85 advisers
Financial Advisors in Rhode Island
Falists is the most comprehensive public directory of financial advisors in Rhode Island — 85 SEC-registered and state-registered firms with names, websites, fees, team size, and assets under management. Filter by specialty to find wealth managers, trust advisors, retirement planners, and more.
Total advisers
85
With website
78
Largest AUM
$347.73B
Financial planning
56
Filter by specialty
Wealth managers · Trusts & estates · Retirement · Institutional · Planning
Top advisors in Rhode Island
Ranked by AUM and profile completeness · Data from SEC IAPD
FIAM LLC
Smithfield, RI
AUM
$347.73B
Team
139 advisors
Clients
—
Fees
Percentage of AUM · Performance-based fees +1 more
617-563-7000
PROVIDENCE EQUITY PARTNERS L.L.C.
Providence, RI
AUM
$24.12B
Team
51 advisors
Clients
—
Fees
Percentage of AUM; Performance-based fees
401-751-1700
NAUTIC PARTNERS, LLC
Providence, RI
AUM
$13.97B
Team
45 advisors
Clients
—
Fees
Percentage of AUM; Performance-based fees
401-278-6770
CITIZENS SECURITIES, INC.
Johnston, RI
AUM
$12.87B
Team
454 advisors
Clients
More than 500
Fees
Percentage of AUM
1-800-942-8300
GLOBAL STRATEGIC RISK MANAGEMENT, LLC
Providence, RI
AUM
$2.91B
Team
6 advisors
Clients
—
Fees
Percentage of AUM; Performance-based fees
401-749-4589
PARSONS CAPITAL MANAGEMENT INC
Providence, RI
AUM
$2.38B
Team
12 advisors
Clients
26-50
Fees
Percentage of AUM · Hourly charges +1 more
401-521-2440
UNISON
Providence, RI
AUM
$2.02B
Team
1 advisors
Clients
—
Fees
Percentage of AUM
646-290-7697
YOUNG RICHARD C & CO LTD
Newport, RI
AUM
$1.80B
Team
8 advisors
Clients
More than 500
Fees
Percentage of AUM
401-849-2137
PROFESSIONAL PLANNING GROUP
Westerly, RI
AUM
$1.32B
Team
9 advisors
Clients
More than 500
Fees
Percentage of AUM · Hourly charges +1 more
(401) 596-2800
CAPITAL WEALTH MANAGEMENT, LLC
West Warwick, RI
AUM
$1.14B
Team
9 advisors
Clients
251-500
Fees
Percentage of AUM; Fixed fees
(401) 885-1060
UPPER90
Providence, RI
AUM
$1.11B
Team
11 advisors
Clients
—
Fees
Percentage of AUM; Performance-based fees
(646) 979-0719
MCGUIRE WEALTH MANAGEMENT
Wakefield, RI
AUM
$1.06B
Team
3 advisors
Clients
0
Fees
Percentage of AUM
401-364-5000
STRATEGICPOINT INVESTMENT ADVISORS LLC
Providence, RI
AUM
$914.8M
Team
6 advisors
Clients
More than 500
Fees
Percentage of AUM · Hourly charges +1 more
401-273-1500
CANTON HATHAWAY LLC
Providence, RI
AUM
$866.1M
Team
5 advisors
Clients
—
Fees
Percentage of AUM; Fixed fees
401-433-7800
WEALTHCARE INVESTMENT PARTNERS LLC
Portsmouth, RI
AUM
$859.6M
Team
5 advisors
Clients
0
Fees
Percentage of AUM · Hourly charges +1 more
(401) 682-2335
BLUE FIN CAPITAL, INC.
Warren, RI
AUM
$755.9M
Team
2 advisors
Clients
—
Fees
Percentage of AUM
401-454-0772
NEWMAN DIGNAN & SHEERAR, INC
Providence, RI
AUM
$731.3M
Team
6 advisors
Clients
11-25
Fees
Percentage of AUM · Hourly charges +2 more
401-351-4010
SK WEALTH MANAGEMENT, LLC
Providence, RI
AUM
$639.0M
Team
4 advisors
Clients
251-500
Fees
Percentage of AUM · Hourly charges +1 more
401-331-1575
MYSTIC ASSET MANAGEMENT
Warwick, RI
AUM
$614.6M
Team
2 advisors
Clients
0
Fees
Percentage of AUM · Hourly charges +2 more
860-495-3300
BARRETT & COMPANY
Providence, RI
AUM
$529.7M
Team
4 advisors
Clients
51-100
Fees
Percentage of AUM
401-351-1000
SOWA FINANCIAL GROUP
Lincoln, RI
AUM
$517.0M
Team
3 advisors
Clients
11-25
Fees
Percentage of AUM; Fixed fees
401-434-8090
BROWN, LISLE/CUMMINGS, INC
Providence, RI
AUM
$487.3M
Team
8 advisors
Clients
0
Fees
Percentage of AUM; Fixed fees
401-421-8900
LINCOLN CAPITAL CORPORATION
East Greenwich, RI
AUM
$418.3M
Team
3 advisors
Clients
51-100
Fees
Percentage of AUM; Fixed fees
(401) 454-3040
HALL CAPITAL MANAGEMENT COMPANY, INC.
Barrington, RI
AUM
$411.6M
Team
3 advisors
Clients
26-50
Fees
Percentage of AUM · Hourly charges +1 more
(401) 245-0049
Cities in Rhode Island
Browse financial advisors by city across Rhode Island
The Rhode Island advisor database on Falists
Every listing is sourced from the SEC Investment Adviser Public Disclosure database. We surface what matters — firm name, website, fees, team size, specialties, and assets under management — so you can compare and choose with confidence.