How many financial advisors are in Warwick, Rhode Island?

Falists lists 12 registered investment advisers with a principal office or filing address in Warwick, Rhode Island, based on public SEC IAPD data.

How do financial advisors in Warwick charge fees?

Fee structures vary by firm. In Warwick, many advisers charge a percentage of assets under management (AUM), while others offer hourly, fixed, or subscription-based planning fees. Compare individual firm profiles on Falists to see each adviser's disclosed fee types.

Where does Falists get advisor data for Warwick?

All listings are sourced from the U.S. Securities and Exchange Commission Investment Adviser Public Disclosure (IAPD) database — the official public registry of registered investment advisers.

Rhode Island · 12 advisers

Financial Advisors in Warwick, Rhode Island

Looking for a financial advisor in Warwick, Rhode Island? Falists indexes 12 SEC-registered and state-registered investment advisers in Warwick — with names, websites, team size, fee types, and assets under management pulled from public Form ADV filings. 11 firms list a website you can visit directly. Firms in this directory manage up to $614.6M in reported assets. Compare advisers below and visit firm websites to learn more about their services.

Advisers

With website

Largest AUM

$614.6M

Financial planning

Filter by specialty

Wealth managers · Trusts & estates · Retirement · Institutional · Planning

All Wealth10 Planning7 Trusts8 Retirement3 Institutional3

Top advisors in Warwick

Ranked by AUM · Fees, team & specialties at a glance

View all 12 →

MYSTIC ASSET MANAGEMENT

Warwick, RI

AUM

$614.6M

Financial PlanningWealth MgmtTrusts & EstatesInstitutional

Team

2 advisors

Clients

Fees

Percentage of AUM · Hourly charges +2 more

860-495-3300

Full profile Visit site →

Warwick, RI

AUM

$62.8M

Financial PlanningWealth MgmtTrusts & EstatesRetirement

Team

1 advisors

Clients

Fees

Percentage of AUM; Hourly charges

401-943-2210

Full profile Visit site →

SPINNAKER ASSET MANAGEMENT INC.

Warwick, RI

AUM

$45.5M

Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly

Team

3 advisors

Clients

1-10

Fees

Percentage of AUM · Hourly charges +1 more

401-884-3210

Full profile Visit site →

GUIDICI WEALTH MANAGEMENT LLC

Warwick, RI

AUM

$14.1M

Wealth Mgmt

Team

2 advisors

Clients

—

Fees

Percentage of AUM

844-484-3424

Full profile Visit site →

CASTER AND COMPANY, INC.

Warwick, RI

AUM

$600K

Financial PlanningWealth MgmtFee-Only/Hourly

Team

1 advisors

Clients

11-25

Fees

Percentage of AUM · Hourly charges +2 more

401-737-1099

Full profile Visit site →

LEONARD MARTIN & ASSOCIATES, INC.

Warwick, RI

AUM

—

Team

1 advisors

Clients

Fees

PROMOTER/SOLICITOR FEES

401-781-6795

Full profile Visit site →

BENTLEY WEALTH ADVISORS, LLC

Warwick, RI

AUM

—

Team

12 advisors

Clients

—

Fees

REFERRAL FEES

401-921-2000

Full profileNo website

More cities in Rhode Island

Providence (29)East Greenwich (4)Newport (4)North Kingstown (4)Westerly (4)Barrington (3)Cranston (3)East Providence (3)Lincoln (3)Smithfield (2)Wakefield (2)West Warwick (2)

Common questions

How many financial advisors are in Warwick, Rhode Island?: 12 registered investment advisers are listed in our Warwick directory, sourced from public SEC filings.
What types of advisors are in Warwick?: Browse wealth managers, financial planners, trust & estate advisors, retirement specialists, and institutional managers using the specialty filters above.
How do I choose a financial advisor in Warwick?: Compare team size, services, fee types, and AUM. Visit firm websites, verify registration on SEC IAPD, and interview advisers before hiring.
Is this data official?: Yes. All records come from the SEC Investment Adviser Public Disclosure (IAPD) database.